Awards and Recognition

1. Source: Forbes.com 2021. The ranking of America’s Top Women Wealth Advisors, developed by Forbes’ partner SHOOK Research, is based on a ranking algorithm that includes telephone and in-person interviews, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC which does not receive compensation from the advisors or their firms in exchange for placement on a ranking. The rating may not be representative of any one client’s experience and is not indicative of the Financial Advisor’s future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to Forbes or SHOOK Research in exchange for the ranking. For the full list and more visit: www.forbes.com/top-wealth-advisors.

2. Forbes Magazine and Forbes Online 2021. The ranking of America’s Top Wealth Advisors, developed by Forbes’ partner SHOOK Research, is based on a ranking algorithm that includes telephone and in-person interviews, client retention, industry experience, review of compliance records, firm nominations; and quantitative criteria, including: assets under management and revenue generated for their firms. Investment performance is not a criteria because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. Rankings are based on the opinions of SHOOK Research, LLC which does not receive compensation from the advisors or their firms in exchange for placement on a ranking. The rating may not be representative of any one client’s experience and is not indicative of the Financial Advisor’s future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to Forbes or SHOOK Research in exchange for the ranking. For the full list and more visit: www.forbes.com/top-wealthadvisors

3. Source: Barron's “Top 1,200 Financial Advisors,” 2021”, as identified by Barron's magazine, using quantitative and qualitative criteria and selected from a pool of over 4,000 nominations. Advisors in the Top 1,200 Financial Advisors have a minimum of seven years of financial services experience. Qualitative factors include, but are not limited to, compliance record, and philanthropic work. Investment performance is not a criterion. The rating may not be representative of any one client's experience and is not indicative of the Financial Advisor's future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to Barron's in exchange for the rating. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.

4. Source: Barron's “Top 100 Financial Advisors,” 2021, Barron’s “Top 100 Financial Advisors” bases its ratings on qualitative criteria: professionals with a minimum of 7 years of financial services experience, acceptable compliance records, client retention reports, customer satisfaction, and more. Financial Advisors are quantitatively rated based on varying types of revenues and assets advised by the financial professional, with weightings associated for each. Because individual client portfolio performance varies and is typically unaudited, this rating focuses on customer satisfaction and quality of advice. The rating may not be representative of any one client’s experience because it reflects a sample of all of the experiences of the Financial Advisor’s clients. The rating is not indicative of the Financial Advisor’s past or future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pay a fee to Barron's in exchange for the rating. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.

5. Source: Barron’s “Top 100 Women Financial Advisors,” 2021, Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Barron’s “Top 100 Women Financial Advisors” bases its ratings on qualitative criteria: professionals with a minimum of 7 years financial services experience, acceptable compliance records, client retention reports, customer satisfaction, and more. Financial Advisors are quantitatively rated based on varying types of revenues and assets advised by the financial professional, with weightings associated for each. Because individual client portfolio performance varies and is typically unaudited, this rating focuses on customer satisfaction and quality of advice. The rating may not be representative of any one client’s experience because it reflects a sample of all of the experiences of the Financial Advisor’s clients. The rating is not indicative of the Financial Advisor’s future performance. Neither Morgan Stanley Smith Barney LLC nor any of its Financial Advisors or Private Wealth Advisors pay a fee to Barron’s in exchange for the rating.

6. Source: Barron's “Ranking the Institutional Consultants,” 2021”. The teams in the ranking were evaluated on a range of criteria, including institutional investment assets overseen by the team, the revenue generated by those assets, the number of clients served by the team, and the number of team members and their regulatory records. Also considered were the advanced professional designations and accomplishments represented on the team. The rating is not indicative of the Institutional Consultant’s past or future performance. Neither Morgan Stanley Smith Barney LLC nor its Institutional Consultants pay a fee to Barron's in exchange for the rating. Barron’s is a registered trademark of Dow Jones & Company, L.P. All rights reserved.

7. NAPA Net’s “Top Retirement Plan Advisors Under 40”, 2021, www.NAPA-NET.org is drawn from nominations provided by the advisor’s firm. Final selection is based on a combination of votes by the NAPA members as well as a review of quantitative and qualitative data provided by the Financial Advisor. The rating is not indicative of the Financial Advisor's future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors paid a fee to NAPA-Net in exchange for the rating.

8. Source: NAPA “Top DC Advisors Firms,” 2020 NAPA Net The Magazine. NAPA’s “Top DC Advisor Firms,” unlike other lists, recognizes firms, or what may, in a wirehouse environment, be referred to as a team, or office, for their defined contribution (DC) practice specifically. The ranking is based on the team’s defined contributions assets under management. This award does not evaluate the quality of services provided to clients and is not indicative of the team’s future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pay a fee to NAPA in exchange for the rating.

9. Source: PLANADVISER.com, The 2021 PLANADVISER Top 100 Retirement Plan Advisers.” The “PLANADVISER Top 100 Retirement Plan Advisers” list is compiled from responses to the PLANADVISER Retirement Adviser Survey. The list is drawn solely from a set of quantitative variables and information in the survey supplied by the advisers themselves. A subsegment of the questions was used to determine eligibility for the Top 100. The rating is not indicative of the Financial Advisor’s future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors paid a fee to Plan Advisor in Exchange for the rating.

10. NAPA Net’s “Top Women Advisors of 2020”, as appearing in NAPA Net or www.NAPA-NET.org is based on a combination of nominations by the NAPA members as well as votes from individuals across the spectrum of the retirement industry. Nominees are asked to respond to a series of questions, both quantitative and qualitative, about their experience and practice. A panel of judges reviewed the anonymized questionnaires and selected the women honored in for separate categories including All-Star, Captains, MVPs and Rising Stars. The rating is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors pay a fee to NAPA-Net in exchange for the rating.

11. 2021 Group Five Results for Equity Compensation Plan Services

12. In Investopedia’s 2022 Best Online Brokers Awards, E*TRADE earned a rating of 4.5 out of 5.0 stars overall. E*TRADE also earned “Best for Ease of Trading” and “Best for Beginning Options Traders”. The 2022 Best Online Broker review assessed 10 online brokers across 12 key categories and 103 variables. Read E*TRADE’s 2022 review.

13. In StockBrokers.com's 2022 Online Broker Review of 15 firms across 200 different variables, E*TRADE was awarded the #1 Trader App, and #1 Web Trading Platform Awards. In addition, E*TRADE received eleven Best in Class distinctions: Best Overall, Mobile Trading Apps, Customer Service, Offering of Investments, Options Trading, Beginners, IRA Accounts, Futures Trading, Active Trading, Education, and Ease of Use. E*TRADE's star ratings for all category rankings out of 5: Overall (5.0 stars), Commissions & Fees (4.5 stars), Offering of Investments (5.0 stars), Platforms & Tools (4.5 stars), Research (4.5 stars), Mobile Trading (5.0 stars), Ease of Use (5.0 stars), Education (4.5 stars), Customer Service (4.5 stars). Read the 2022 Online Broker Review.

14. In Benzinga’s 2021 Global Fintech Awards, E*TRADE was named Best Brokerage for Beginners and Best Options App. The Benzinga Fintech list is an index of carefully-vetted companies & executives that are actively working to create positive and diverse changes in the financial services space. Learn more

15. In Kiplinger's annual Best Online Brokers Review of nine firms across seven categories, E*TRADE earned an overall score of 76.1 out of 100. E*TRADE’s ratings for all category rankings include: Overall (#3), Customer service (#5), Investment Choices (#4), Advisory Services (#5), Mobile (#1), Research (#2), Commissions and Fees (#7), and Tools (#2). Read the full "Best Online Brokers, 2021" survey.

16. In Barron’s Best Online Brokers of 2021 review of 11 firms across six major categories and 98 subcategories, E*TRADE received 4.0 out of 5.0 stars overall. E*TRADE also earned “Best for Mobile Trading” (5 stars). Learn more.

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