FINRA has established the public disclosure program, known as BrokerCheck, to provide certain information regarding the disciplinary history of FINRA members and their associated persons. The BrokerCheck Hotline Number is 1-800-289-9999. The FINRA web site address is www.finra.org(opens in a new tab). An investor brochure that includes information describing FINRA BrokerCheck may be obtained from FINRA.
Check the background of Our Firm and Investment Professionals on FINRA's BrokerCheck(opens in a new tab).