Designated Brokerage Services

Discover our Designated Brokerage Services to assist you with your internal and regulatory compliance requirements for employee trade monitoring.

There’s Something for Everyone

Our Designated Brokerage services give your compliance teams powerful tools and technology to help you monitor employee trades and stay compliant with internal and regulatory requirements. 

Secure Monitoring for Your Company

Dependable Data
Receive the data necessary to monitor daily employee trading.
Safe Data Transitions
Securely transmit and deliver trading and position data directly to your company or a third party.
Your Questions, Answered
Have access to a dedicated team who will provide ongoing support for your compliance obligations regarding employee trading activity.
Let’s Start the Conversation
Tell us a bit about your employee trade monitoring needs and a member of our team will reach out to discuss our services.

Insights for a Modern Workplace

Get the latest thinking from our experienced thought leaders. Discover new trends and unique perspectives to motivate your employees and fuel your business.