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Designated Brokerage Services

Discover our Designated Brokerage Services to assist you with your internal and regulatory compliance requirements for employee trade monitoring.

There’s Something for Everyone

Our Designated Brokerage services give your compliance teams powerful tools and technology to help you monitor employee trades and stay compliant with internal and regulatory requirements. 

Secure Monitoring for Your Company

Dependable Data
Receive the data necessary to monitor daily employee trading.
Safe Data Transitions
Securely transmit and deliver trading and position data directly to your company or a third party.
Your Questions, Answered
Have access to a dedicated team who will provide ongoing support for your compliance obligations regarding employee trading activity.
Let’s Start the Conversation
Tell us a bit about your employee trade monitoring needs and a member of our team will reach out to discuss our services.

Insights for a Modern Workplace

Get the latest thinking from our experienced thought leaders. Discover new trends and unique perspectives to motivate your employees and fuel your business.

https://us.etrade.com/designated-brokerage-services 

Banking products and services are provided by Morgan Stanley Private Bank, National Association, Member FDIC. 

Securities products offered by E*TRADE Securities LLC (ETS), Member SIPC or Morgan Stanley Smith Barney LLC (MSSB), Member SIPC. Investment advisory services offered by E*TRADE Capital Management, LLC (ETCM) or MSSB. Commodity futures and options on futures products and services offered by E*TRADE Futures LLC, Member NFA. Stock plan administration solutions and services offered by E*TRADE Financial Corporate Services, Inc. Banking products and services are provided by Morgan Stanley Private Bank, National Association, Member FDIC. All entities are separate but affiliated subsidiaries of Morgan Stanley. 

Throughout 2023, ETS and ETCM will be transitioning existing clients to MSSB. Learn more about this transition.  

System response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors. 

Statement of Financial Condition | About Asset Protection | Account Agreements and Disclosures | Quarterly 606 Report | Business Resiliency Plan 

©2023 E*TRADE from Morgan Stanley. All rights reserved. E*TRADE Copyright Policy 

Morgan Stanley at Work services are provided by Morgan Stanley Smith Barney LLC, member SIPC, and its affiliates, all wholly owned subsidiaries of Morgan Stanley. 

CRC 5718714 6/23

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