Rick is a managing director of Morgan Stanley and chief compliance officer of Morgan Stanley Investment Management (MSIM). He is responsible for leading MSIM’s global compliance organization. He also serves as chief compliance officer of the registered investment companies sponsored by Eaton Vance. He joined Eaton Vance in 2017. Morgan Stanley acquired Eaton Vance in March 2021. Rick began his career in the investment management industry in 1992. Before joining Eaton Vance, he was chief compliance officer of PIMCO and chief compliance officer of PIMCO Investments. Previously, he was a managing director at BlackRock and chief compliance officer of Barclays Global Investors. Rick earned a B.A. from the Massachusetts College of Liberal Arts.

May not represent all Team Members.

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