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CHAPTER 2

Sample #2: Employee Stock Plan Account Statement

If you acquire shares from a restricted award release, you will receive a quarterly Account Statement reflecting the deposit of shares into your account. You will continue to receive quarterly Account Statements as long as you have holdings or activity in your account.

 
  1. Type of statement and time period
  2. Morgan Stanley contact information
  3. Company Stock reported in the statement
  4. Your Account Summary — shows your opening and closing account balance
  5. Transaction date — date the transaction took place
    • Number of shares — shares held in account
    • Share price — the closing share price at the beginning and ending statement period
    • Share value — number of shares multiplied by price per share
    • Cash value — value of any cash in your account
    • Net unsettled sales — net proceeds amount from a stock sale that occurred at the end of the reporting period and has not settled
    • Total account value — your account value at the opening and closing of the calendar quarter
  6. Activity type — type of transaction (e.g., release, tax withholding, sale, etc.)
  7. Quantity — share amount involved in the transaction
  8. Price — price of the shares in the transactionPrevious
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