CFTC Firm Disclosures

Additional financial information regarding Morgan Stanley Smith Barney, including how it invests and holds customer funds, may be obtained from the National Futures Association at this link: http://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=qWKHpLbrRas%3d
and from the Commodity Futures Trading Commission at this link: http://www.cftc.gov/MarketReports/FinancialDataforFCMs/index.htm

Daily Statements

Monthly Net Capital Summary

Monthly Statements

Annual Statements