We understand the regulatory challenges you face as an executive and key insider when trying to access the assets in your corporate equity compensation plan. The experienced professionals on our Executive Financial Services (EFS) team can partner with your Morgan Stanley Financial Advisor to deliver specialized guidance and tailored solutions for your unique needs and help you navigate complex regulatory issues.
A Commitment to Excellence
Whether you’re part of a company that’s public or considering going public, your Financial Advisor is dedicated to working with you, the EFS team and your corporate counsel to build and manage a customized strategy for your investment and financial objectives.
We have expertise in a variety of programs, strategies and services, including:
- Our 10b5-1 Preset Diversification Program® (PDP)
- The sale of restricted, control and concentrated stocks under SEC Rule 144
(See Restricted and Control Stock Opportunities in this article)
- Securities-based loans secured by eligible restricted and control stock
(See Sophisticated Liquidity Strategies in this article)
- Wealth transfer and gifting strategies
(see Wealth Transfer and Gifting Opportunities in this article)
- The purchase of company stock under Rule 10b-18
(see Providing a Safe Harbor for Purchases in this article)
Put Your Wealth to Work
If you find that your wealth is disproportionately weighted in company stock or the restrictions placed on the sale of your shares are limiting your personal financial growth, we offer strategic guidance and sophisticated strategies to help you gain greater access to your wealth.
We look forward to answering specific questions you may have about our Executive Financial Services platform. Please reach out to your Morgan Stanley Financial Advisor, who will be glad to walk you through the critical steps to access our specialized guidance and tailored solutions. You also can contact EFS directly at firstname.lastname@example.org