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Executive Financial Services

Morgan Stanley Executive Financial Services (EFS) is a specialized, dedicated team of professionals focused on the needs of corporate executives and holders of concentrated stock positions. EFS leverages Morgan Stanley's experience, knowledge, specialized skills and global resources to provide you with wealth managment services.

The benefits of working with our dedicated EFS team include:

  • Compliance: EFS professionals can help you comply with the Securities and Exchange Commission (SEC) rules and regulations that affect your stockholdings.
  • Access: Working in partnership with your Morgan Stanley Financial Advisor, the EFS team delivers comprehensive and customized solutions to executives, board members and key insiders looking to access the value in their equity in compliance with SEC regulations and corporate insider trading rules. We’ve been the market leader in Rule 10b5-1 & 144 services1 for more than a decade.
  • Customization: EFS works with your Financial Advisor to structure, draft and execute diversification strategies tailored to your specific risk management, investment and liquidity objectives


1 Reprinted with the permission of Washington Service. 301-913-5100 – www.washingtonservice.com. The Washington Service tracks insider trade information filed with the Securities & Exchange Commission. The above data is compiled by the Washington Service from Form 144 filings in the period from 2/1/2005 to 12/31/2017 (10b5-1 market data) and from 1/1/2005 to 12/31/2017 (Rule 144 market data). Data from the period 1/1/2005 to 5/31/2009 reflects the formerly separate businesses of the Global Wealth Management Group of Morgan Stanley & Co. LLC and the Smith Barney division of Citigroup Global Markets Inc. that now form Morgan Stanley Smith Barney LLC. This data also includes transactions from Morgan Stanley & Co. LLC. Information contained herein was obtained from sources believed reliable but the accuracy and completeness thereof cannot be guaranteed. Information contained herein is subject to change.


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Put Your Wealth to Work

If you find that your wealth is disproportionately weighted in company stock or the restrictions placed on the sale of your shares are limiting your personal financial growth, we offer strategic guidance and sophisticated strategies to help you gain greater access to your wealth.

We look forward to answering specific questions you may have about our Executive Financial Services platform. Please reach out to your Morgan Stanley Financial Advisor, who will be glad to walk you through the critical steps to access our specialized guidance and tailored solutions. You also can contact EFS directly at executivefinancialservices@morganstanley.com

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