Compliance Summer Analyst

Responsibilities

Responsibilities vary depending on your role, but may include the following:

• Participating in compliance risk assessments and analysis of the compliance environment and controls for a line of business.
• Conducting monitoring and surveillance of transactions, employee activities and communications.
• Assisting a business with its launch of new products.
• Analyzing regulations, rules and various proposals; drafting and coordinating regulatory updates and compliance bulletins.
• Reviewing and drafting policies, procedures, compliance manuals and developing/updating related training courses.
• Conducting research and assisting with responses to various regulatory inquiries and examinations.
• Conducting due diligence (for example, financial crimes concerns) reviews of clients during the account opening process.
• Attending meetings with clients.

Qualifications/ Skills/ Requirements

• You are graduating between December 2019 and May 2020.
• You have a minimum cumulative GPA of 3.0.
• Track record of academic excellence.
• Strong attention to detail and the ability to manage competing priorities.
• Excellent written and verbal communication skills.
• Ability to analyze and synthesize a variety of data to produce well-designed and meaningful summaries and reports.
• Adept at solving problems and developing efficient processes.
• Proficient in Microsoft PowerPoint, Excel and Word.