Summer Analyst

RESPONSIBILITIES

As a Summer Analyst, your responsibilities may include:

• Participating in compliance risk assessments, analysis of the compliance environment and controls for a line of business, and defining and documenting the operating processes for processing Monitoring models.
• Conducting monitoring and surveillance of transactions, employee activities and communications; monitoring development in regulatory requirements and adjusting surveillance models accordingly.
• Reviewing and analyzing trade surveillance reports and vendor surveillance system alerts, and signing off alert completion related to employee, client and firm trading activities.
• Assisting a business with its launch of new products.
• Analyzing regulations, rules and various proposals; drafting and coordinating regulatory updates and compliance bulletins.
• Reviewing and drafting policies, procedures, compliance manuals and developing/updating related training courses.
• Conducting research, and assisting with, coordinating and responding to various regulatory inquiries and examinations.
• Conducting due diligence (for example, financial crimes concerns) reviews of clients during the account opening process.
• Conducting investigations on irregularities and abnormal activities and documenting findings.
• Escalating unresolved issues or potential violations of the Morgan Stanley’s policies or external rules and regulations to his/her manager, coverage Compliance and Senior Management of Business Units.
• Attending meetings with clients and regulators.
• Providing advice and guidance to employees on their investing and outside activities.

QUALIFICATIONS/SKILLS/REQUIREMENTS

• You are in your penultimate year of study.
• Track record of academic excellence.
• Strong attention to detail and the ability to manage competing priorities.
• Excellent written and verbal communication skills.
• Ability to analyze and synthesize a variety of data to produce well-designed and meaningful summaries and reports.
• Adept at solving problems and developing efficient processes.
• Proficient in Microsoft PowerPoint, Excel and Word.