Firm Disclosures

Additional financial information regarding Morgan Stanley & Co. LLC, including how it invests and holds customer funds, may be obtained from the National Futures Association at this link: http://www.nfa.futures.org/basicnet/FCMFinancialsIndex.aspx?entityId=UpygXzt3Ct4%3d 
and from the Commodity Futures Trading Commission at this link: http://www.cftc.gov/MarketReports/financialfcmdata/index.htm.

CONFLICT OF INTEREST DISCLOSURE

FIRM DISCLOSURE DOCUMENT

DAILY STATEMENTS

MONTHLY NET CAPITAL SUMMARY

MONTHLY STATEMENTS

ANNUAL STATEMENTS