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Trends in 10b5-1 Adoption and Oversight

If you’re an executive or key insider who is often in possession of material non-public information, or MNPI, you probably understand that federal laws prohibit insider trading. But did you know that many firms allow the use of 10b5-1trading plans that help insiders manage their corporate stock? This video provides an overview of the results of a survey about the adoption and oversight of 10b5-1 trading plans, which Morgan Stanley conducted with the National Association of Stock Plan Professionals (NASPP) in Spring 2015.

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