Clipboard Icon

Providing a Safe Harbor for Purchases

SEC Rule 10b-18 provides a safe harbor against claims of market manipulation when you purchase shares of your company’s stock in the open market.

By working with your Morgan Stanley Financial Advisor and our EFS team, you can utilize this rule to:

Coupled with a 10b5-1 Preset Diversification Program, Rule 10b-18 affords you an affirmative defense against insider trading allegations.


Contact Us

Put Your Wealth to Work

If you find that your wealth is disproportionately weighted in company stock or the restrictions placed on the sale of your shares are limiting your personal financial growth, we offer strategic guidance and sophisticated strategies to help you gain greater access to your wealth.

We look forward to answering specific questions you may have about our Executive Financial Services platform. Please reach out to your Morgan Stanley Financial Advisor, who will be glad to walk you through the critical steps to access our specialized guidance and tailored solutions. You also can contact EFS directly at executivefinancialservices@morganstanley.com

Clipboard Icon

Morgan Stanley Global Service Centers

800-367-4777

Contact Us

CHECK THE BACKGROUND OF THE FIRM ON FINRA'S BROKERCHECK