SEC Filings under Section 16 of the Securities Exchange Act of 1934, as Amended

Morgan Stanley Section 16 Filings (click here)

This link includes filings under Section 16 of the Securities Exchange Act of 1934, as amended, made on behalf of Morgan Stanley's directors and reporting officers and in Morgan Stanley's capacity as a 10% shareholder required to file Section 16 reports with respect to other companies.

Filings for Section 16 Reporting Individuals

The following links include filings made on behalf of Morgan Stanley's directors and reporting officers. Each link may also include filings, if any, made by such person in his or her capacity as a reporting person required to file under Section 16 with respect to other companies.


Directors

Erskine B. Bowles
Howard J. Davies
Thomas H. Glocer
James P. Gorman
Robert H. Herz
C. Robert Kidder
Klaus Kleinfeld
Donald T. Nicolaisen
Hutham S. Olayan
James W. Owens
O. Griffith Sexton
Ryosuke Tamakoshi
Masaaki Tanaka
Laura D'Andrea Tyson
Rayford Wilkins, Jr.
Reporting Officers

James P. Gorman Chairman and CEO
Gregory J. Fleming
Eric F. Grossman
Keishi Hotsuki
Colm Kelleher
Ruth Porat
James A. Rosenthal
Paul C. Wirth